I am recruiting for a Senior Compliance Analyst for one of my Insurance clients in the city.
Overview:
This role will support the Head of Compliance and the team in maintaining the regulatory compliance framework, overseeing the network of Appointed Representatives (ARs), and ensuring compliance across the global Insurance Services entities.
Key Responsibilities:
- Assist in implementing and monitoring the Compliance Monitoring Plan.
- Oversee ARs, conduct due diligence, review policies, and ensure regulatory adherence.
- Support the compliance team with acquired businesses and day-to-day tasks.
- Review financial promotions and AR customer journeys for compliance with ICOBS.
- Prepare board reports and review audit reports, recommending improvements for ARs.
- Collaborate with internal stakeholders and external bodies (FCA, Lloyd's, BIBA).
Key Skills & Experience:
- 3-4 years of compliance experience, within insurance.
- Strong understanding of FCA rules (PRIN, ICOBS, SYSC, SUP) and AR models.
- Experience in reviewing financial promotions and compliance monitoring.
- CII qualification (or willingness to pursue) is desirable.
Ideal Candidate:
A proactive, team-focused individual with a solid compliance background, strong regulatory knowledge, and excellent communication skills.
